Securities Fraud Lawyer in Charles City, VA — What Are Your Defense Options?
Securities fraud is a serious federal crime prosecuted under 18 U.S.C. § 1348, carrying severe penalties. If you are under investigation in Charles City, Virginia, securing a skilled securities fraud lawyer is critical. The Law Offices Of SRIS, P.C. provides focused defense for financial crime allegations.
Understanding Federal Securities Fraud Charges
Securities fraud, often referred to as stock or investment fraud, involves deceptive practices in the stock or commodities markets that induce investors to make purchase or sale decisions based on false information. In Charles City, these cases are typically investigated by the SEC and FBI, then prosecuted by the U.S. Attorney’s Office for the Eastern District of Virginia. A conviction can result in decades in federal prison, massive fines, and mandatory restitution.
Last verified: April 2026 | U.S. District Court for the Eastern District of Virginia | Virginia General Assembly
The firm was founded in 1997 by former prosecutor Mr. Sris, whose background in accounting and information systems provides a distinct advantage in dissecting complex financial evidence often central to these cases.
Official Legal Resources
For the exact language of the federal securities fraud statute, you can review 18 U.S.C. § 1348 (Securities Fraud). For local federal court procedures and rules in the jurisdiction covering Charles City, visit the U.S. District Court for the Eastern District of Virginia website.
Local Federal Court Process for Securities Fraud Cases
Securities fraud cases in Charles City fall under the jurisdiction of the U.S. District Court for the Eastern District of Virginia. The process is governed by the Federal Rules of Criminal Procedure and moves swiftly. An experienced white collar defense lawyer must act quickly to challenge the government’s evidence before indictment.
- Initial Investigation: You may be contacted by the SEC, FBI, or receive a grand jury subpoena. Do not speak to agents without your attorney present.
- Grand Jury Proceedings: The prosecution presents evidence to a secret grand jury to secure an indictment.
- Arraignment: If indicted, you will appear in federal court to hear the charges and enter a plea.
- Pre-Trial Motions: Your fraud attorney will file motions to suppress evidence, dismiss charges, or compel discovery.
- Plea Negotiations or Trial: Most federal cases end in a plea agreement. If not, your case proceeds to a jury trial.
- Sentencing: If convicted, sentencing follows federal guidelines, which are often severe for financial crimes.
Potential Penalties for Securities Fraud
In Charles City, a federal securities fraud conviction under 18 U.S.C. § 1348 can result in up to 25 years in prison and fines of up to $250,000 for individuals ($500,000 for organizations) per count, plus mandatory restitution to victims.
| Offense Level | Potential Incarceration | Potential Fines | Additional Consequences |
|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Up to 25 years per count | Up to $250,000 (individual) | Restitution, forfeiture, permanent loss of professional licenses, exclusion from serving as a corporate officer or director. |
| Conspiracy to Commit Securities Fraud | Up to 5 years | Up to $250,000 | Same as above; all conspirators liable for foreseeable acts of co-conspirators. |
| Wire Fraud / Mail Fraud (often charged alongside) | Up to 20 years per count | Up to $250,000 | Compound penalties when multiple counts are charged. |
Results may vary. Prior results do not aim for a similar outcome.
Why Choose Our Firm for Your Securities Fraud Defense
Founded in 1997, the Law Offices Of SRIS, P.C. brings over 120 years of combined legal experience to every case. Our founder, Mr. Sris, is a former prosecutor with a background in accounting and information systems, providing a critical edge in analyzing the complex financial records at the heart of securities fraud cases. We have a documented record of handling serious federal charges.
Our Approach to Securities Fraud Cases
Our defense strategy begins at the first sign of an investigation. We immediately work to communicate with prosecutors and regulators to present your side and potentially avoid indictment. If charges are filed, our financial crime lawyer meticulously reviews all discovery, often hiring forensic accountants to challenge the government’s financial analysis. We explore every avenue, from challenging the materiality of alleged misstatements to arguing lack of intent to defraud.
Of Counsel attorney Matthew Greene, with over 30 years of experience including former death penalty certification and a 14-year contract with Child Protective Services in Alexandria, provides additional depth to our defense team on complex federal matters.
Contact a Charles City Securities Fraud Attorney
Law Offices Of SRIS, P.C.
Richmond Location — 7400 Beaufont Springs Dr, Ste 300, Rm 395, Richmond, VA 23225
Toll-Free: (888) 437-7747 | Local: (888)-437-7747 | Local: (703) 636-5417
By appointment only.
Our Richmond location serves Charles City and surrounding communities. We offer 24/7 phone consultations. If you are facing allegations of securities fraud, time is of the essence. Contact us immediately to protect your rights and begin building your defense.
Securities Fraud Defense FAQs
What is the difference between SEC civil charges and federal criminal charges for securities fraud?
Yes, there is a major difference. The SEC can bring civil actions seeking fines and injunctions. The Department of Justice brings parallel criminal charges that can lead to prison. You need an attorney experienced in both arenas.
Can I go to jail for securities fraud in Virginia?
Yes. Securities fraud is a federal crime with a maximum penalty of 25 years in prison per count. Actual sentences depend on the loss amount, number of victims, and your role, but incarceration is a very real risk.
What are common defenses to securities fraud charges?
It depends on the facts. Common defenses include lack of intent to defraud (mistake or negligence), that the information was not material, lack of reliance by investors, or that the statements were true. A skilled fraud charges defense attorney will identify the best strategy for your case.
How long does a federal securities fraud case take?
A typical federal case can take 6 to 18 months from indictment to resolution. Complex cases with voluminous evidence may take several years. The Speedy Trial Act sets a 70-day clock from indictment to trial, but many delays are excluded.
Should I speak to the SEC or FBI if they contact me?
No. You should politely decline to answer questions and immediately contact a securities fraud lawyer. Anything you say can be used against you, and agents are under no obligation to inform you that you are a target.
Charles City County cases are handled by our Virginia securities fraud practice, where the whole process is set out.