Securities Fraud Lawyer in Camden County, NJ — Federal Defense
Securities fraud in Camden County is prosecuted federally under 18 U.S.C. § 1348 and SEC regulations, carrying severe penalties. Law Offices Of SRIS, P.C. provides defense for individuals and professionals facing SEC investigations and investment fraud charges. Our firm has handled contested financial cases across federal jurisdictions. Contact a securities fraud lawyer Camden County at (888) 437-7747 for a 24/7 consultation.
What Is Securities Fraud Under Federal Law?
Last verified: April 2026 | Superior Court of NJ, Camden Vicinage | New Jersey Legislature
Securities fraud, often called investment fraud, involves deceptive practices in the stock or commodities markets that induce investors to make purchase or sale decisions based on false information. In Camden County, these cases are typically investigated by the FBI, IRS, or the Securities and Exchange Commission (SEC) and prosecuted in the U.S. District Court for the District of New Jersey. Common schemes include insider trading, Ponzi schemes, misrepresentation of financial statements, and market manipulation. A conviction can result in decades of imprisonment, massive fines, and permanent professional disqualification.
Official Legal Resources
For the full text of the federal securities fraud statute, see 18 U.S.C. § 1348 (Securities Fraud). For local federal court procedures, visit the U.S. District Court for the District of New Jersey website.
Local Federal Court Process for Securities Fraud in Camden County
Federal securities fraud cases in Camden County follow a strict procedural path through the U.S. District Court. The process often begins with a subpoena or search warrant executed by federal agents. Given the scope of the evidence, which often involves forensic accounting and electronic data, early intervention by a skilled SEC violation lawyer Camden County is critical.
- Initial Investigation & Grand Jury: Federal agencies (FBI, SEC) conduct a covert investigation, often presenting evidence to a federal grand jury in Newark or Camden to secure an indictment.
- Arraignment & Detention Hearing: Following arrest or summons, you will be arraigned. The court will hold a detention hearing to determine if you will be released pending trial.
- Discovery & Pre-Trial Motions: Your defense attorney will review thousands of pages of financial records, emails, and wiretaps. Motions to suppress evidence or dismiss charges are filed during this phase.
- Plea Negotiations or Trial: The vast majority of federal cases are resolved by plea agreement. If no agreement is reached, the case proceeds to a jury trial in federal court.
- Sentencing: If convicted, sentencing follows U.S. Sentencing Guidelines, which heavily weigh the amount of financial loss, and can include restitution to victims.
Potential Penalties for Securities Fraud
In Camden County, federal securities fraud convictions carry penalties of up to 25 years in prison per count and fines of up to $250,000 for individuals or $500,000 for organizations, plus mandatory restitution.
| Offense | Classification | Incarceration | Fine | Additional Consequences |
|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $250,000 | Restitution, forfeiture, SEC bars |
| Wire Fraud (18 U.S.C. § 1343) | Federal Felony | Up to 20 years | Up to $250,000 | Often charged alongside securities fraud |
| Insider Trading (15 U.S.C. § 78j) | Federal Felony | Up to 20 years | Up to $5 million | Civil penalties up to 3x profit gained/loss avoided |
Results may vary. Prior results do not guarantee a similar outcome.
Why Choose Our Firm for Your Securities Fraud Defense?
Founded in 1997 by former prosecutor Mr. Sris, Law Offices Of SRIS, P.C. brings a unique combination of legal and analytical skill to financial defense. Mr. Sris’s background in accounting and information systems provides a critical advantage in dissecting the financial evidence that forms the core of every securities fraud case. Our firm operates on a collaborative model, ensuring every client benefits from deep, strategic review.
Case Results & Firm Experience
While specific securities fraud results are confidential, our firm’s approach to federal defense is proven. Law Offices Of SRIS, P.C. has a firm-wide record of 4,739+ documented case results with a favorable outcome rate exceeding 93%. Our defense strategy focuses on challenging the prosecution’s evidence on intent and materiality, often the weakest points in a securities fraud case.
Results may vary. Prior results do not guarantee a similar outcome.
Securities Fraud Lawyer Near Camden County
Our New Jersey location represents clients in Camden County federal court. We serve communities including Camden, Cherry Hill, Gloucester Township, Voorhees, Haddonfield, Collingswood, Pennsauken, Winslow, Haddon Township, Berlin, and Lindenwold.
Law Offices Of SRIS, P.C.
New Jersey Location — 44 Apple St, 1st Floor
Tinton Falls, NJ 07724
Toll-Free: (888) 437-7747 | Local: (732) 758-8688
By appointment only.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Frequently Asked Questions: Securities Fraud Defense
What does an investment fraud defense lawyer Camden County do?
Yes. An investment fraud defense lawyer analyzes financial evidence, challenges the prosecution’s proof of intent to defraud, negotiates with the SEC or U.S. Attorney’s Office, and represents you at all court hearings to protect your rights and seek a favorable resolution.
Can the SEC bring both civil and criminal charges?
Yes. The SEC can file a civil lawsuit for penalties and injunctions. Simultaneously, the U.S. Department of Justice can pursue criminal charges based on the same conduct. A skilled SEC violation lawyer Camden County can work to resolve both proceedings strategically.
What is the first step if I’m under SEC investigation?
It depends. The first step is to secure legal counsel immediately before speaking with investigators. Your attorney will assess the subpoena or inquiry, advise you on your rights, and begin crafting a defense strategy to potentially avoid criminal indictment.
What are common defenses to securities fraud charges?
Common defenses include lack of intent to defraud, good-faith belief in the information provided, materiality challenges (arguing the information was not significant to investors), and challenging the reliability of the prosecution’s financial analysis or experienced testimony.
Internal Resources
For more information, see our New Jersey Federal Criminal Defense hub page. We also assist clients in nearby jurisdictions like Burlington County. If you are facing related charges, consider our Camden County Business Lawyer services.
Last verified: April 2026. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for current guidance.
For the full picture beyond Camden County, our page on securities fraud cases in New Jersey covers the process end to end.
Your case in Camden County, New Jersey
Federal charges are heard in the U.S. District Court for the District of New Jersey (Newark, Trenton and Camden), not in county court; related state charges are heard in the Criminal Part of the Law Division. In Camden County that is the Superior Court of NJ, Camden Vicinage (1st Vicinage), 101 South Fifth Street, Camden, NJ 08103, telephone (856) 379-2200, open Mon-Fri 8:30AM-4:30PM. Court procedures change; confirm the current schedule on the official vicinage website or with the clerk before you file or appear.
The governing law for this topic is Title 18 of the United States Code and the Federal Rules of Criminal Procedure. Law Offices Of SRIS, P.C. handles Camden County matters from its New Jersey location at 44 Apple St 1st Floor, Tinton Falls, NJ 07724; meetings are by appointment. Request a New Jersey consultation at (888) 437-7747 or (609) 983-0003.
Related New Jersey pages: Camden County NJ lawyers directory · Securities Fraud Lawyer Bergen County, NJ · Securities Fraud Lawyer Hudson County, NJ · Securities Fraud Defense Lawyer Monmouth County, NJ.