Securities Fraud Lawyer in Atlantic County, NJ — Federal Defense
Securities fraud in Atlantic County is a serious federal offense prosecuted under 18 U.S.C. § 1348, carrying severe penalties. If you are under investigation by the SEC or facing investment fraud charges, you need a seasoned securities fraud lawyer Atlantic County. Law Offices Of SRIS, P.C. provides strategic defense for clients in Atlantic City and throughout the county.
What Is Securities Fraud Under Federal Law?
Securities fraud, often called investment fraud, involves deceptive practices in the stock or commodities markets that induce investors to make decisions based on false information. In Atlantic County, these cases are typically investigated by federal agencies like the Securities and Exchange Commission (SEC) and the FBI, and prosecuted in the U.S. District Court for the District of New Jersey. The primary statute is 18 U.S.C. § 1348 (Securities Fraud), which carries penalties of up to 25 years in prison and significant fines. Other relevant laws include the Securities Act of 1933 and the Securities Exchange Act of 1934.
Last verified: April 2026 | U.S. District Court for the District of New Jersey | New Jersey legislature
Founded in 1997 by former prosecutor Mr. Sris, our firm brings a deep understanding of both prosecution tactics and defense strategy to these high-stakes cases.
Official Legal Resources
- 18 U.S.C. § 1348 – Securities Fraud (Legal Information Institute)
- Superior Court of New Jersey, Atlantic Vicinage (Official Court Website)
Facing an SEC Investigation in Atlantic County
An SEC investigation often begins with a subpoena or a request for information. For an investment fraud defense lawyer Atlantic County, early intervention is critical. In Atlantic County, federal prosecutors in the Newark or Camden divisions work closely with the SEC. A common local procedural fact is that the U.S. District Court in Camden frequently handles cases originating in South Jersey, including Atlantic County. The court’s procedures are strict, and pretrial motions challenging the sufficiency of the evidence or alleging procedural violations can be key.
- Receive Notice: You may get an SEC subpoena, a Wells notice, or be contacted by FBI agents.
- Secure Counsel: Promptly contact a securities fraud lawyer Atlantic County. Do not speak to investigators without an attorney.
- Investigation & Response: Your lawyer will analyze the allegations, gather evidence, and craft a formal response to the SEC or prosecutors.
- Negotiation or Litigation: Your attorney will negotiate for dismissal, a civil settlement, or prepare for a vigorous federal trial defense.
Potential Penalties for Securities Fraud
In Atlantic County, securities fraud prosecuted federally under 18 U.S.C. § 1348 can result in up to 25 years in prison and fines of up to $250,000 for individuals ($500,000 for organizations) per count, plus mandatory restitution and forfeiture.
| Offense | Classification | Incarceration | Fine | Additional Consequences |
|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $250,000+ | Restitution, forfeiture, SEC civil penalties, permanent injunction, loss of professional licenses. |
| Wire Fraud (18 U.S.C. § 1343) – often charged alongside | Federal Felony | Up to 20 years | Up to $250,000+ | Similar severe financial and collateral consequences. |
Results may vary. Prior results do not guarantee a similar outcome.
Why Choose Our Firm for Your Securities Fraud Defense
Law Offices Of SRIS, P.C. was founded in 1997. Our team includes former prosecutors and attorneys with deep experience in federal courts. We understand the immense pressure of an SEC investigation or federal indictment. Our approach combines meticulous review of financial documents, familiarity with SEC violation lawyer Atlantic County strategies, and aggressive courtroom advocacy when necessary. We serve clients across Atlantic County, from Atlantic City to Egg Harbor Township.
Our Approach to Securities Fraud Cases
Our firm has a documented record of handling federal cases. While specific results depend on unique facts, our overall firm-wide track includes over 4,739 documented case results. We build a defense by challenging the materiality of alleged misstatements, examining intent (scienter), and leveraging procedural defenses. An experienced SEC violation lawyer Atlantic County from our team will scrutinize every aspect of the government’s case.
Results may vary. Prior results do not guarantee a similar outcome.
Contact Our Atlantic County Securities Fraud Lawyers
Law Offices Of SRIS, P.C.
New Jersey Location — 44 Apple St, 1st Floor
Tinton Falls, NJ 07724
Toll-Free: (888) 437-7747 | Local: (732) 455-5129
By appointment only.
Our New Jersey location serves clients throughout Atlantic County, including Atlantic City, Egg Harbor Township, Galloway, Hamilton Township, and Pleasantville. We offer 24/7 phone consultations — call (888) 437-7747 to speak with a securities fraud lawyer Atlantic County today.
Securities Fraud Defense FAQs
What should I do if I receive an SEC subpoena?
Promptly contact a securities fraud lawyer. Do not destroy any documents or communicate about the matter without counsel. An attorney will guide you in responding appropriately to protect your rights.
Can I face both SEC civil charges and criminal prosecution?
Yes. It is common for the SEC to pursue a civil enforcement action (seeking fines, disgorgement, injunctions) while the U.S. Department of Justice pursues parallel criminal charges. A skilled investment fraud defense lawyer Atlantic County can develop a coordinated strategy for both fronts.
What is the difference between negligence and fraud in securities law?
Negligence involves a failure to exercise reasonable care, while fraud requires an intent to deceive (scienter). Criminal securities fraud charges require proof of intent, which the government must establish beyond a reasonable doubt.
What defenses are available in a securities fraud case?
Defenses can include lack of intent, the immateriality of the alleged misstatement, good faith reliance on auditors or counsel, and challenging the loss causation theory. Your lawyer will analyze the specific facts to identify the strongest defense strategy.
How long does a federal securities fraud case take?
It depends on the the issues involved. An SEC investigation can last months to years. If criminally indicted, a case may take 1-3 years to resolve through plea or trial, governed by the Speedy Trial Act.
If you want to see how an Atlantic County case fits into the wider process, our page on securities fraud lawyer New Jersey covers it from start to finish.
Your case in Atlantic County, New Jersey
Federal charges are heard in the U.S. District Court for the District of New Jersey (Newark, Trenton and Camden), not in county court; related state charges are heard in the Criminal Part of the Law Division. In Atlantic County that is the Superior Court of NJ, Atlantic Vicinage (1st Vicinage), 1201 Bacharach Boulevard, Atlantic City, NJ 08401, telephone (609) 402-0100, open Mon-Fri 8:30AM-4:30PM. Court procedures change; confirm the current schedule on the official vicinage website or with the clerk before you file or appear.
The governing law for this topic is Title 18 of the United States Code and the Federal Rules of Criminal Procedure. Law Offices Of SRIS, P.C. handles Atlantic County matters from its New Jersey location at 44 Apple St 1st Floor, Tinton Falls, NJ 07724; meetings are by appointment. Request a New Jersey consultation at (888) 437-7747 or (609) 983-0003.
Related New Jersey pages: Atlantic County NJ lawyers directory · Securities Fraud Lawyer Bergen County, NJ · Securities Fraud Lawyer Hudson County, NJ · Securities Fraud Defense Lawyer Monmouth County, NJ.