Securities Fraud Lawyer in Dinwiddie County, Virginia
Securities fraud in Dinwiddie County is a serious federal crime prosecuted under 18 U.S.C. § 1348, carrying severe penalties. As a Securities Fraud lawyer Dinwiddie County, Law Offices Of SRIS, P.C. provides defense against SEC investigations and federal indictments. Our firm, founded in 1997, has a documented record in complex financial cases. We offer 24/7 consultations at (888) 437-7747.
Last verified: April 2026 | Verify with lead attorney | Virginia General Assembly
Federal Securities Fraud Law
Securities fraud involves deceptive practices in the stock or commodities markets, such as insider trading, Ponzi schemes, or misrepresenting a company’s financial health. These cases are prosecuted federally, often by the U.S. Attorney’s Office for the Eastern District of Virginia (EDVA). The primary statute is 18 U.S.C. § 1348 (Securities Fraud), which carries penalties of up to 25 years in prison and fines. The U.S. Code § 1348 defines the offense. The U.S. Securities and Exchange Commission (SEC) conducts civil investigations that can lead to parallel criminal proceedings.
- Initial Investigation: The SEC or FBI may issue subpoenas for documents and testimony.
- Grand Jury Proceeding: For criminal charges, a federal grand jury in Richmond or Alexandria will review evidence for indictment.
- Arraignment & Motions: After indictment, you will be arraigned in U.S. District Court. Your attorney will file pre-trial motions to challenge evidence.
- Discovery & Negotiation: Your defense team reviews all government evidence. Negotiations for a plea or pre-trial diversion may occur.
- Trial or Sentencing: If no agreement is reached, the case proceeds to a federal jury trial. If convicted, sentencing follows the U.S. Sentencing Guidelines.
Penalties for Securities Fraud
In federal court, securities fraud under 18 U.S.C. § 1348 is a felony with a maximum prison term of 25 years and substantial fines.
| Offense | Classification | Incarceration | Fine | Additional Consequences |
|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $250,000 (individual) / $500,000 (organization) | SEC civil penalties, disgorgement of profits, permanent injunction, loss of professional licenses. |
| Wire Fraud (18 U.S.C. § 1343) – often charged alongside | Federal Felony | Up to 20 years | Up to $250,000 | Asset forfeiture, restitution to victims. |
Results may vary. Prior results do not aim for a similar outcome.
Our Defense Approach for Dinwiddie County Clients
Law Offices Of SRIS, P.C. was founded in 1997 by former prosecutor Mr. Sris. Our team has over 120 years of combined legal experience handling complex federal cases. We understand that securities fraud allegations can stem from complex financial transactions. Our defense strategy focuses on challenging the government’s proof of intent to defraud, analyzing the materiality of alleged misstatements, and negotiating with federal prosecutors to seek case dismissal or reduced charges. We serve clients in Dinwiddie, McKenney, and surrounding areas.
Case Experience in Federal Defense
Our firm handles federal criminal defense across multiple districts. While specific securities fraud results are confidential, our approach is grounded in a thorough understanding of federal procedure and the U.S. Sentencing Guidelines. We work collaboratively; for instance, Matthew Greene, with over 30 years of experience including a 14-year contract with Child Protective Services in Alexandria, contributes deep trial and investigative insight to our defense teams.
Results may vary. Prior results do not aim for a similar outcome.
Law Offices Of SRIS, P.C.
Richmond Location — 7400 Beaufont Springs Dr, Suite 300, Rm 395, Richmond, VA 23225
Toll-Free: (888) 437-7747 | Local: (804) 201-9009
By appointment only.
Our Richmond location serves clients at federal courts relevant to Dinwiddie County cases. We are accessible via I-85, Route 1, and Route 460. If you need a securities fraud lawyer near Dinwiddie or McKenney, contact us for a 24/7 phone consultation. Meetings are by appointment only.
Securities Fraud Lawyer Dinwiddie County FAQ
What is securities fraud?
It is a federal crime involving deception in connection with the sale or purchase of securities, such as stocks or bonds. Common types include insider trading, Ponzi schemes, and accounting fraud, prosecuted under laws like 18 U.S.C. § 1348.
Who investigates securities fraud in Virginia?
The U.S. Securities and Exchange Commission (SEC) conducts civil investigations. The FBI typically handles the parallel criminal investigation. Cases are prosecuted by the U.S. Attorney’s Office for the Eastern District of Virginia.
What are the penalties for securities fraud?
Penalties are severe. A conviction under 18 U.S.C. § 1348 can result in up to 25 years in federal prison, fines up to $250,000 for individuals, mandatory restitution, and asset forfeiture. Civil SEC penalties can also be substantial.
Do I need an investment fraud defense lawyer Dinwiddie County if the SEC contacts me?
Yes. Contact from the SEC is serious. Anything you say can be used in a subsequent criminal case. An experienced investment fraud defense lawyer Dinwiddie County can guide your response, protect your rights, and potentially avoid criminal charges.
What should I look for in an SEC violation lawyer Dinwiddie County?
Look for an SEC violation lawyer Dinwiddie County with federal court experience, knowledge of securities laws, and a track record in white-collar defense. A firm with former prosecutors, like SRIS, P.C., understands both sides of the process.
For more information, see our Virginia Federal Criminal Defense Lawyer hub page. We also assist with related matters like business law in Dinwiddie County.
Last verified: April 2026. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for current guidance.